Navigating Financial Uncertainty: Your Comprehensive Guide to Compensation
At Thom Tax, we understand that discovering your financial service provider has been placed on the Financial Services Compensation Scheme (FSCS) failed firms list can be an overwhelming and stressful experience. Our dedicated team of financial recovery specialists is here to provide clear, compassionate guidance through this challenging process, ensuring you have the support and expertise needed to reclaim your financial security.
When a financial firm fails, the impact can be profound and deeply personal. We recognise the anxiety and uncertainty this situation creates, and our mission is to transform your concerns into actionable, strategic steps towards compensation and resolution.
Plan65 Ltd Background
Understanding Plan65 Ltd: A Regulatory Overview
Plan65 Ltd was a regulated financial services company registered with the Financial Conduct Authority (FCA), holding the Firm Reference Number (FRN) 573597. Incorporated with Companies House registration number 7672714, the firm was initially approved by regulatory authorities on 23/04/2018.
As a regulated entity, Plan65 Ltd operated within the financial services sector, providing various financial products and services. However, its current status and the circumstances leading to its inclusion on the FSCS failed firms list warrant careful examination. The company’s regulatory journey reflects a complex landscape of compliance, leadership transitions, and potential operational challenges.
The transition from an active, regulated firm to a failed entity underscores the critical importance of robust financial oversight and the essential role of compensation schemes in protecting consumer interests. Our team at Thom Tax specialises in helping clients navigate these intricate regulatory landscapes, ensuring you understand your rights and potential routes to financial recovery.
Leadership
Leadership Dynamics and Regulatory Transitions
Plan65 Ltd experienced significant leadership changes throughout its operational history, which may have contributed to its current regulatory status. Key leadership figures included:
1. Jeremy Sinclair Askew – Primary Key Individual
2. Richard Wilson – Senior Leadership
3. Ian Alistair Watson – Senior Leadership
Additionally, the firm saw leadership transitions involving:
• Nigel Graham Nicholson – Former Leadership (Regulatory approval no longer required)
• Keith Philip Turner – Former Leadership (Regulatory approval no longer required)
• Douglas Ross Rae – Former Leadership (Regulatory approval no longer required)
These leadership changes suggest potential internal governance challenges and may have played a role in the firm’s regulatory complications. At Thom Tax, we meticulously analyse such transitions to provide comprehensive insights and support for affected clients, helping you understand the broader context of your financial recovery journey.
Current Reglatory Concerns
Regulatory Landscape and Compliance Considerations
The current status of Plan65 Ltd raises several important regulatory considerations that potential claimants should be aware of:
Key Compliance Risk Indicators:
• Multiple leadership changes suggesting potential governance challenges
• Transitions of key individuals with altered regulatory approval status
• Potential gaps in ongoing regulatory compliance
Implications for Customers:
1. Service Continuity Uncertainty
2. Potential Risk of Regulatory Interventions
3. Possible Limitations on Financial Product Offerings
4. Enhanced Due Diligence Requirements
Our Approach at Thom Tax:
We provide comprehensive support by:
• Conducting thorough documentation reviews
• Verifying current regulatory status
• Identifying potential compensation pathways
• Offering transparent guidance through complex regulatory environments
We recommend clients maintain detailed records of all interactions and be prepared for potential comprehensive financial reviews. Our expert team specialises in navigating these complex scenarios, transforming regulatory challenges into clear, actionable compensation strategies.
Claims Support
Your Path to Compensation: Comprehensive Claims Support
At Thom Tax, we’ve developed a structured, client-focused approach to supporting your compensation claim:
Step-by-Step Claims Assistance:
1. Initial Consultation
• Free, confidential review of your financial documentation
• Comprehensive assessment of your potential claim
• Personalised strategy development
2. Documentation Preparation
• Meticulous gathering of all relevant financial records
• Expert validation of claim eligibility
• Preparation of comprehensive claim documentation
3. Regulatory Interface
• Direct communication with FSCS
• Professional representation of your claim
• Ongoing status updates and transparent communication
4. Claim Submission and Tracking
• Precise claim submission
• Active monitoring of claim progress
• Proactive management of potential complications
Why Choose Thom Tax?
• Proven expertise in financial compensation claims
• Deep understanding of regulatory processes
• Compassionate, client-centered approach
• No-win-no-fee service options
• Transparent fee structure
We transform your financial uncertainty into a clear path forward, ensuring you receive the compensation and support you deserve. Your financial recovery starts here.
Contact Thom Tax today for a free, no-obligation consultation and take the first step towards resolving your financial claim.
