At Thom Tax, we understand the profound emotional and financial stress you may be experiencing after discovering HBS (Financial Planning) Limited on the FSCS failed firms list. Our dedicated team of financial recovery specialists is committed to guiding you through this challenging journey with compassion, expertise, and unwavering support.
Facing uncertainty about your investments can be overwhelming, but you are not alone. We specialize in helping individuals navigate complex financial recovery processes, transforming your anxiety into actionable steps towards potential compensation and financial restoration.
HBS (Financial Planning) Limited Background
HBS (Financial Planning) Limited was a regulated financial services firm registered with the Financial Conduct Authority (FCA), holding the Firm Registration Number 193759. Incorporated on 12/05/2016, the company operated within the financial planning sector, providing investment and financial advisory services to clients across the United Kingdom.
Despite its initial regulatory approval and seemingly professional structure, the firm has experienced significant regulatory complications. Multiple changes in leadership and regulatory approvals suggest underlying governance challenges that ultimately led to its inclusion on the FSCS failed firms list.
The firm’s complex history includes numerous key individuals who held regulatory approvals, many of whom have since had their status changed. This pattern indicates potential systemic issues within the organization’s operational and compliance frameworks.
Leadership
HBS (Financial Planning) Limited’s leadership structure was characterized by multiple key individuals who held regulatory approvals over time. Notable figures included:
1. Jonathan Peter Wallington Taylor – Primary registered individual
2. David Edward Gleeson
3. Roger Hardaker
4. John Charles Brooke
5. Deborah Karen Walsh
However, the frequent changes in regulatory approvals and the removal of several individuals’ regulatory statuses suggest significant internal instability. These leadership transitions potentially contributed to the firm’s regulatory challenges and ultimate failure.
The volatility in leadership roles raises important questions about the firm’s governance, risk management, and ability to consistently meet regulatory standards required in the financial services sector.
Current Reglatory Concerns
The current regulatory status of HBS (Financial Planning) Limited reveals multiple critical concerns:
1. Regulatory Uncertainty: Frequent changes in personnel approvals indicate potential compliance framework weaknesses
2. Potential Governance Issues: Multiple regulatory approval withdrawals suggest systemic organizational challenges
3. Financial Risk: The firm’s inclusion on the FSCS failed firms list indicates significant operational and financial vulnerabilities
4. Compliance Gaps: Potential breaches of regulatory requirements that may have compromised client investments
These concerns underscore the importance of comprehensive investigation and potential compensation claims for affected investors. The regulatory history suggests a complex scenario requiring meticulous examination of individual client circumstances.
Claims Support
Thom Tax offers comprehensive claims recovery support tailored to your specific situation with HBS (Financial Planning) Limited. Our structured approach includes:
1. Initial Free Consultation
– Detailed assessment of your investment history
– Evaluation of potential compensation routes
– Personalized strategy development
2. Documentation Assistance
– Help collecting necessary financial records
– Professional guidance on FSCS claim preparation
– Comprehensive evidence compilation
3. Claims Management
– End-to-end claims process navigation
– Direct communication with regulatory bodies
– Transparent progress tracking
– No-win, no-fee service structure
4. Expert Representation
– Specialized financial recovery professionals
– In-depth understanding of FSCS claims procedures
– Strategic negotiation on your behalf
Our mission is transforming your financial uncertainty into a clear, supportive path towards potential compensation. We combine empathetic client care with rigorous professional expertise, ensuring you receive maximum support during this challenging process.
