Navigating Financial Recovery: Understanding Your Rights with Halebarns Financial Planning Ltd
At Thom Tax, we understand the uncertainty and stress that can arise when a financial service provider encounters regulatory challenges. If you’ve invested with Halebarns Financial Planning Ltd, which has been identified on the Financial Services Compensation Scheme (FSCS) failed firms list, you are not alone. Our dedicated team specialises in helping customers like you navigate complex claims processes and recover potentially lost investments.
This comprehensive guide will provide transparent, supportive information about your current situation, potential next steps, and the professional support available to help you through this challenging time.
Halebarns Financial Planning Ltd Background
Halebarns Financial Planning Ltd: A Regulatory Overview
Halebarns Financial Planning Ltd was a regulated financial services firm registered with the Financial Conduct Authority (FCA), holding Firm Reference Number 195937 and Companies House registration number 4094828. Originally categorised as a ‘Regulated’ and ‘Approved by regulator’ business, the company operated within the financial services sector with multiple registered individuals.
Key historical details include:
– Incorporation Date: Prior to 2018
– Initial Regulatory Status: Approved Financial Services Provider
– Primary Business Focus: Financial Planning and Investment Services
However, recent regulatory documentation suggests significant changes in the firm’s operational status, including shifts in personnel approvals and potential compliance considerations. These changes have led to increased scrutiny and potential implications for existing and past clients.
Leadership
Leadership and Governance: A Critical Examination
Halebarns Financial Planning Ltd’s leadership historically included several key individuals who played pivotal roles in the firm’s operations:
1. Philip Raodh Clerkin – Primary Registered Individual
2. Simon Keith Hale – Senior Leadership
3. Andrew John Mason – Management Team
4. Kevin Mark Barlow – Regulatory Compliance
5. Robert Williams – Strategic Leadership
Notably, regulatory records indicate that multiple leadership members have experienced changes in their regulatory approval status. This suggests potential internal governance challenges and shifting organisational dynamics that may have impacted the firm’s overall stability and compliance framework.
The evolving leadership landscape raises important questions about continuity, strategic management, and the potential implications for clients who engaged with the firm during various leadership periods.
Current Reglatory Concerns
Regulatory Status and Potential Risks: What You Need to Know
Our comprehensive analysis reveals several critical regulatory considerations for Halebarns Financial Planning Ltd:
Compliance Landscape:
– Current FCA Registration: Active (as of last known status)
– Regulatory Approval: Fluctuating individual approvals
– Certification: Previously ‘Certified/Assessed by Firm’
– Last Effective Status Date: 04/05/2018
Key Risk Indicators:
– Multiple leadership personnel no longer holding regulatory approvals
– Potential historical compliance inconsistencies
– Increased likelihood of service delivery uncertainties
Implications for Customers:
– Potential service continuity challenges
– Possible restrictions on financial service provisions
– Increased need for independent verification of historical financial advice
Thom Tax recommends a proactive approach to understanding your specific exposure and potential recovery pathways. Our expert team can help you navigate these complex regulatory waters with confidence and precision.
Claims Support
Your Path to Financial Recovery: Comprehensive Claims Support
At Thom Tax, we specialise in transforming your regulatory uncertainty into actionable recovery strategies. Our dedicated claims support process is designed to provide clear, professional guidance through every stage of your potential compensation journey.
Claims Recovery Process:
1. Initial Consultation
– Complimentary, confidential assessment of your specific case
– Detailed review of your interactions with Halebarns Financial Planning Ltd
– Preliminary evaluation of potential compensation avenues
2. Documentation Compilation
– Assistance gathering relevant financial records
– Expert guidance on required documentation
– Comprehensive file preparation for claims submission
3. Claims Submission
– Professional handling of FSCS claims process
– Ongoing communication and case management
– Transparent updates throughout recovery procedure
4. Compensation Pursuit
– Aggressive representation of your financial interests
– Negotiation with relevant regulatory bodies
– Maximising potential recovery outcomes
Our team combines regulatory expertise, financial acumen, and genuine compassion to support you through this challenging process. We understand that behind every claim is a personal financial journey, and we are committed to helping you achieve the best possible resolution.
Take the first step towards financial recovery. Contact Thom Tax today for a free, no-obligation consultation and start your path to clarity and compensation.
