Navigating Financial Recovery: Understanding Your Options with Thom Tax
We understand that discovering your financial service provider is on the Financial Services Compensation Scheme (FSCS) failed firms list can be an overwhelming and distressing experience. At Thom Tax, we are committed to guiding you through this complex process with compassion, expertise, and unwavering support. Our dedicated team specialises in helping clients like you recover funds and understand their compensation rights, transforming uncertainty into a clear pathway forward.
Every financial setback is unique, and our approach is personalised to address your specific circumstances. We recognise the emotional and financial stress you may be experiencing, which is why we’ve developed a comprehensive support system designed to restore your financial confidence and secure the compensation you deserve.
Freeman & Associates Limited Background
Freeman & Associates Limited: A Regulatory Overview
Founded on January 4, 2005, Freeman & Associates Limited is a regulated financial services firm registered with the Financial Conduct Authority (FCA). With Companies House Number 4256091 and FRN 209533, the company has maintained an approved status within the UK’s stringent financial regulatory framework.
Throughout its operational history, the firm has navigated the complex landscape of financial services regulation, experiencing various leadership transitions and regulatory assessments. These experiences have shaped its understanding of the intricate compliance requirements that govern financial institutions.
The company’s journey reflects the dynamic nature of financial regulation in the United Kingdom, demonstrating adaptability and a commitment to maintaining high standards of professional practice. While the firm has experienced multiple leadership changes, these transitions have not diminished its fundamental mandate of providing financial services within a regulated environment.
Leadership
Leadership and Regulatory Expertise
Freeman & Associates Limited has been characterized by a diverse leadership team with extensive experience in financial services regulation. Key leadership figures have included:
1. Edward John Prescott: Primary Registered Individual, bringing strategic oversight and regulatory compliance expertise
2. Paul Andrew Freeman: Contributing to the firm’s strategic direction and operational management
3. John Kevin Tierney: Providing additional leadership perspective and regulatory insights
The leadership team’s varied backgrounds and regulatory statuses indicate a complex organizational history. While some members have experienced changes in their regulatory approvals, this diversity represents the firm’s ability to adapt and maintain regulatory compliance.
These leadership transitions underscore the importance of continuous professional development and the ability to navigate changing regulatory landscapes in the financial services sector.
Current Reglatory Concerns
Regulatory Status and Compliance Considerations
The current regulatory profile of Freeman & Associates Limited presents a nuanced landscape of compliance and oversight. Key observations include:
1. Regulatory Approval Status: Currently maintaining an approved status with the Financial Conduct Authority (FCA)
2. Historical Leadership Changes: Multiple leadership members have experienced shifts in regulatory approval
3. Compliance Monitoring: Ongoing assessment of regulatory adherence and service capabilities
For investors and customers, these factors suggest a need for:
– Thorough due diligence
– Careful review of recent financial documentation
– Continuous monitoring of FCA interactions
While the available information indicates moderate compliance uncertainty, it is crucial to emphasize that this analysis is based on limited data. We recommend seeking additional verification through official FCA channels and independent compliance audits to gain a comprehensive understanding.
Claims Support
Your Compensation Recovery Journey with Thom Tax
Navigating claims through the Financial Services Compensation Scheme (FSCS) requires specialised knowledge and strategic approach. At Thom Tax, we offer comprehensive support designed to maximize your potential compensation:
1. Initial Consultation
– Free, confidential assessment of your specific case
– Detailed review of your financial documentation
– Clear explanation of potential compensation pathways
2. Documentation Management
– Comprehensive compilation of required evidence
– Precise preparation of FSCS claim documentation
– Ensuring all regulatory requirements are meticulously addressed
3. Claim Submission and Tracking
– Expert submission of your compensation claim
– Continuous monitoring of claim progress
– Regular, transparent communication about your case status
4. Advocacy and Support
– Professional representation throughout the claims process
– Negotiation with relevant financial authorities
– Emotional and procedural support during your recovery journey
Our mission is to transform a potentially stressful experience into a structured, supportive recovery process. We combine regulatory expertise with genuine empathy, ensuring you feel informed, respected, and confident throughout your compensation claim.
