Navigating Financial Uncertainty: Your Comprehensive Guide to Claims Recovery with Thom Tax
At Thom Tax, we understand the profound emotional and financial stress you’re experiencing after learning that Facts & Figures Financial Planners Ltd has been listed among failed firms on the Financial Services Compensation Scheme (FSCS) website. Our dedicated team specialises in providing compassionate, professional support to help you navigate this challenging situation and secure the compensation you rightfully deserve.
The unexpected collapse of a financial services provider can feel overwhelming, leaving you uncertain about your investments, financial future, and potential losses. We are here to transform that uncertainty into a clear, strategic path towards recovery, offering expert guidance every step of the way.
Facts & Figures Financial Planners Ltd Background
Facts & Figures Financial Planners Ltd: A Regulatory Journey
Established as a regulated financial planning and advisory business, Facts & Figures Financial Planners Ltd was originally registered with Companies House under number 05228034 and held a Financial Conduct Authority (FCA) Firm Reference Number (FRN) 414224. The company positioned itself as a professional financial advisory service, providing investment and financial planning solutions to UK clients.
However, recent developments have dramatically altered the firm’s operational landscape. As of 04/12/2024, the company’s regulatory status transitioned to ‘Regulatory approval no longer required’ – a significant change that signals potential systemic issues within the organisation.
This status change represents more than a bureaucratic shift; it indicates potential compliance challenges, possible misconduct investigations, or voluntary deregistration from regulated financial services. For clients and investors, this translates to increased uncertainty and potential financial risk.
Leadership
Leadership and Regulatory Implications
The leadership team of Facts & Figures Financial Planners Ltd included several key personnel who have undergone significant regulatory status changes:
1. Jenny Anne Hayman (Founder/Key Individual)
2. James Burke
3. Louise Ellen Pepper
4. Julian Peter Friel
5. Thomas Frederick Brunt
Each of these individuals has transitioned to a ‘Regulatory approval no longer required’ status, which raises critical questions about the firm’s internal governance, compliance practices, and potential systemic issues.
The collective status change of leadership suggests potential underlying challenges that may have precipitated the firm’s regulatory transformation. This could indicate internal restructuring, voluntary exit from financial services, or more serious concerns about conduct and regulatory adherence.
Current Reglatory Concerns
Understanding the Regulatory Landscape
The current situation with Facts & Figures Financial Planners Ltd represents a complex intersection of regulatory oversight, potential compliance breaches, and customer protection concerns. The Financial Conduct Authority (FCA) maintains stringent standards for financial advisory firms, and the current status suggests potential violations of critical regulatory requirements:
• Conduct of Business Rules
• Client Money Protection Standards
• Compliance and Reporting Regulations
• Fit and Proper Person Requirements
Key implications for customers include:
1. Potential loss of standard financial protections
2. Uncertainty regarding existing financial arrangements
3. Increased risk of investment value depreciation
4. Limited transparency about the investigation’s specifics
These regulatory concerns underscore the critical importance of proactive, professional assistance in navigating the claims recovery process.
Claims Support
Your Path to Compensation: Thom Tax Claims Recovery Support
We offer a comprehensive, step-by-step claims recovery service designed to maximize your potential compensation and minimise your stress:
1. Free Initial Consultation
– Detailed assessment of your specific situation
– Personalised evaluation of potential compensation routes
2. Documentation Management
– Expert assistance in gathering and organizing required documentation
– Comprehensive review of your financial interactions with Facts & Figures Financial Planners Ltd
3. FSCS Claim Preparation
– Professional compilation of claim documentation
– Strategic navigation of compensation scheme requirements
4. Ongoing Support and Communication
– Regular updates throughout the claims process
– Dedicated case management
– Transparent guidance and emotional support
Our team combines legal expertise, financial acumen, and genuine compassion to transform a challenging situation into a structured path towards financial recovery. We’re committed to securing the maximum possible compensation while providing the support and clarity you need during this difficult time.
Take the first step towards reclaiming your financial security. Contact Thom Tax today for your free, confidential consultation.
