At Thom Tax, we understand the uncertainty and stress that can arise when a financial firm appears on the Financial Services Compensation Scheme (FSCS) failed firms list. Our dedicated team specialises in guiding affected individuals through complex claims processes, offering compassionate, expert support during challenging financial circumstances.
If you have investments or financial products with De Havilland Financial Management, you may be eligible for compensation. Our comprehensive claims recovery service is designed to help you navigate the intricate landscape of financial recovery with confidence and clarity.
De Havilland Financial Management Background
De Havilland Financial Management, registered with the Financial Conduct Authority (FRN 143092) since 12 July 2004, was a regulated financial services firm operating within the UK’s financial services framework. Established with an initial approved status, the company provided financial management services under the oversight of key personnel including Neil John Rippon.
The firm maintained an active regulatory status for over 15 years, indicating a structured approach to financial services. However, its appearance on the FSCS failed firms list suggests potential regulatory complications or operational challenges that have impacted its ability to continue trading effectively.
Understanding the nuanced history of such firms requires careful investigation, which is precisely where our expertise at Thom Tax becomes invaluable. We meticulously analyse the firm’s regulatory history, compliance records, and the specific circumstances leading to its current status to support your potential compensation claim.
Leadership
The leadership of De Havilland Financial Management comprised several key individuals, each with distinct regulatory approvals and responsibilities:
1. Neil John Rippon (Primary Contact)
– Regulatory Status: Approved by regulator
– Individual Reference Number: NJR00001
– Primary responsibility for firm’s regulatory compliance
2. Additional Key Personnel
– Dominic Hayton Vanderstay: Previously held regulatory approval
– Sarah Jane Martin: Approved & Certified professional
– Cheri Gonsalves: Approved & Certified professional
While these individuals maintained professional credentials, the firm’s current status requires thorough investigation to understand the full context of potential regulatory concerns.
Current Reglatory Concerns
The current regulatory landscape surrounding De Havilland Financial Management involves several critical considerations:
1. Regulatory Status Assessment
– FCA listing on failed firms register
– Potential compliance investigation
– Examination of financial practices and risk management protocols
2. Potential Investigation Scenarios
– Comprehensive compliance audit
– Operational risk review
– Assessment of client money handling procedures
– Verification of investment management guidelines
3. Potential Impacts
– Temporary operational restrictions
– Enhanced reporting requirements
– Potential financial penalties
– Possible suspension of business activities
These regulatory concerns do not automatically imply misconduct but represent standard oversight mechanisms designed to protect investor interests.
Claims Support
At Thom Tax, we provide comprehensive support for individuals seeking compensation from De Havilland Financial Management:
1. Free Initial Consultation
– Detailed assessment of your specific financial situation
– Professional evaluation of potential compensation eligibility
– Transparent guidance on claims process
2. Claims Processing Support
– Complete documentation preparation
– Liaison with FSCS representatives
– Ongoing case management
– Regular status updates
3. Compensation Recovery Strategy
– Expert analysis of investment portfolio
– Identification of potential recovery avenues
– Maximisation of compensation potential
Our goal is to transform your financial uncertainty into a clear, structured path towards potential compensation. We combine empathetic support with rigorous professional expertise, ensuring you receive comprehensive assistance throughout your claims journey.
Contact Thom Tax today for a confidential, no-obligation consultation and take the first step towards resolving your financial concerns.
