Navigating Financial Challenges: Your Compensation Pathway with Thom Tax
We understand that discovering your investment firm has been placed on the Financial Services Compensation Scheme (FSCS) failed firms list can be an overwhelming and stressful experience. At Thom Tax, we specialise in providing compassionate, expert guidance to help you recover your hard-earned investments and navigate the complex compensation landscape with confidence and clarity.
Our dedicated team is committed to transforming your financial uncertainty into a clear, actionable strategy, ensuring you receive the maximum compensation you’re legally entitled to. With years of expertise in financial claims recovery, we stand ready to support you through every stage of the claims process.
Investment & Pension Management Limited Background
Investment & Pension Management Limited: A Comprehensive Overview
Investment & Pension Management Limited was a regulated financial services firm registered with the Financial Conduct Authority (FCA) under Firm Reference Number 305409. Established on 05/08/2009, the company operated as a regulated business type with an approved status by the financial regulatory body.
The firm was registered with Companies House under number 04126049, indicating its formal incorporation in the United Kingdom. Throughout its operational period, the company was subject to various regulatory requirements and ongoing oversight, designed to protect investor interests and maintain financial service standards.
Key aspects of the firm’s regulatory profile include its classification as a ‘Regulated’ financial services provider, which inherently carried responsibilities for maintaining high standards of financial conduct and client protection. However, its current placement on the FSCS failed firms list suggests significant regulatory challenges that have ultimately impacted its ability to continue operating.
Leadership
Leadership and Regulatory Engagement
The firm’s leadership was primarily represented by two key individuals:
1. Michael James Young
– Primary Individual with Regulatory Registration
– IRN: MJY00007
– Status: Previously approved by regulatory authorities and certified/assessed by the firm
2. Anthony David Young
– Secondary Leadership Role
– IRN: ADY00003
– Status: Regulatory approval no longer required
These leadership figures were responsible for the firm’s strategic direction, regulatory compliance, and overall operational integrity. Their regulatory registrations and assessments indicate a structured approach to financial services management, though the firm’s current status suggests significant challenges emerged during their tenure.
Current Reglatory Concerns
Regulatory Status and Potential Implications
The current regulatory landscape for Investment & Pension Management Limited reveals several critical considerations for investors and stakeholders:
1. Regulatory Scrutiny Indicators
– Placement on FSCS failed firms list
– Potential historical compliance investigations
– Possible performance and conduct assessments by financial regulators
2. Potential Risk Factors
– Limitations on ongoing financial services
– Potential restrictions on existing financial transactions
– Enhanced due diligence requirements for affected investors
3. Customer Impact Assessment
– Potential disruption to existing investment portfolios
– Need for immediate claims assessment and compensation recovery
– Requirement for comprehensive financial review and strategy realignment
These regulatory concerns underscore the importance of proactive, professional assistance in navigating the complex claims recovery process. Our team at Thom Tax specialises in translating these complex regulatory challenges into clear, actionable compensation strategies.
Claims Support
Your Claims Recovery Support Strategy
At Thom Tax, we provide a comprehensive, step-by-step approach to help you navigate your compensation claim:
1. Initial Consultation
– Free, confidential assessment of your investment portfolio
– Detailed review of your specific circumstances
– Clear explanation of potential compensation pathways
2. Documentation Preparation
– Expert guidance in gathering required documentation
– Comprehensive claim form completion
– Ensuring all necessary evidence is accurately presented
3. Claims Submission Process
– Precise submission to Financial Services Compensation Scheme
– Tracking and monitoring of your claim’s progress
– Regular, transparent communication about claim status
4. Maximising Your Compensation
– Strategic approach to claim valuation
– Identifying all potential compensation channels
– Negotiating on your behalf to secure maximum entitlements
Our mission is to transform your financial uncertainty into a clear, supported recovery journey. We combine regulatory expertise, compassionate support, and strategic claims management to help you reclaim your financial future.
Contact Thom Tax today – your first step towards comprehensive financial recovery.
