When financial planning goes wrong, finding a path forward can feel overwhelming. At Thom Tax, we understand the emotional and financial strain you’re experiencing after discovering HBS (Financial Planning) Limited on the FSCS failed firms list. Our dedicated team specialises in navigating complex compensation claims, transforming your uncertainty into a clear, actionable recovery strategy.
Every financial setback represents more than just numbers – it’s about your financial security, future plans, and peace of mind. We’re here to guide you through this challenging process with compassion, expertise, and unwavering commitment to securing the compensation you deserve.
HBS (Financial Planning) Limited Background
HBS (Financial Planning) Limited was a regulated financial services organisation registered with the Financial Conduct Authority (FCA) under Firm Reference Number 193759. Established as a regulated financial planning and advisory firm, the company operated with an initial approval status that suggested compliance with professional standards.
Registered with Companies House under number 3995448, HBS maintained a business type categorised as ‘Regulated’ with an effective regulatory status date of 12/05/2016. Throughout its operational history, the firm demonstrated a complex regulatory journey, marked by significant personnel transitions and evolving compliance landscapes.
The company’s historical trajectory reveals multiple key personnel changes, indicating a dynamic and potentially challenging organisational environment. These transitions suggest ongoing internal reassessments and potential structural modifications within the financial planning sector.
Leadership
The primary leadership figure historically associated with HBS (Financial Planning) Limited was Jonathan Peter Wallington Taylor, who played a critical role in the firm’s management and regulatory compliance. However, the company’s leadership narrative is notably complex, featuring a roster of past regulatory-involved professionals:
1. Historical Leadership Figures:
– David Edward Gleeson
– Roger Hardaker
– John Charles Brooke
– Deborah Karen Walsh
– Philip Alan Brewer
2. Additional Regulatory Personnel:
– Thomas Coulson
– Susan Jean Howard
– Diane Garlick
– Patrick Nicholas O’Connor
– David Richard Watkinson
– Michael David Stelfox
– Elaine Anne Shore
Significantly, all previously listed key personnel now have a status of ‘Regulatory approval no longer required’, indicating substantial organisational transformations and potential compliance recalibrations.
Current Reglatory Concerns
Our comprehensive analysis reveals several critical considerations regarding HBS (Financial Planning) Limited’s current regulatory status:
1. Regulatory Compliance Indicators:
– Continued FCA approval suggests operational capability
– Significant personnel transition signals potential internal restructuring
– Potential governance or reporting complexities
2. Risk Assessment Factors:
– Historical financial practices under scrutiny
– Potential compliance framework modifications
– Ongoing regulatory monitoring requirements
3. Customer Impact Assessment:
– Recommended comprehensive financial arrangement verification
– Potential need for detailed documentation review
– Strategic reassessment of existing financial products
4. Recommended Proactive Steps:
– Conduct thorough due diligence
– Request updated compliance documentation
– Verify current service capabilities
– Monitor ongoing FCA communications
– Seek professional financial consultation
Claims Support
At Thom Tax, our claims recovery process is designed to be transparent, supportive, and strategically comprehensive. We transform your financial uncertainty into a clear pathway for compensation recovery:
1. Initial Consultation
– Free, confidential assessment of your specific situation
– Detailed review of your financial interactions with HBS
– Personalised recovery strategy development
2. Documentation Management
– Expert guidance on required documentation
– Comprehensive claims package preparation
– Rigorous verification of all submitted materials
3. Regulatory Navigation
– Direct communication with FSCS
– Tracking and managing your compensation claim
– Addressing potential procedural complexities
4. Transparent Communication
– Regular status updates
– Clear explanation of each procedural stage
– Dedicated support team accessible throughout the process
Our mission extends beyond financial recovery – we’re committed to restoring your confidence and securing the compensation you rightfully deserve. With Thom Tax, you’re not just a claim number; you’re a valued client deserving comprehensive, empathetic support.
Take the first step towards financial resolution. Contact our specialist team today and begin your path to recovery.
