At Thom Tax, we understand the profound uncertainty and stress that accompanies discovering your financial investment firm has collapsed. D C Financial Limited’s inclusion on the Financial Services Compensation Scheme (FSCS) failed firms list represents a critical moment for investors and customers seeking financial recovery and clarity.
Our dedicated team specialises in navigating the complex landscape of financial compensation, offering compassionate, professional guidance through this challenging process. We recognise that behind every claim is a personal story of financial aspiration and unexpected disruption, and we’re committed to supporting you with expertise, transparency, and genuine care.
D C Financial Limited Background
D C Financial Limited, registered with the Financial Conduct Authority (FRN 170299), was established on 01/12/2001 and incorporated with Companies House Number 03025481. Operating for over two decades in the financial services sector, the company has now entered a critical insolvency process.
As a regulated financial services firm, D C Financial Limited did not hold client money, which adds complexity to the potential compensation claims. Their sudden transition from an operational business to an entity under insolvency proceedings highlights the unpredictable nature of financial investments and underscores the importance of professional claims recovery support.
The company’s regulatory status and current position demand a meticulous approach to understanding the potential implications for customers and investors. Our team at Thom Tax has extensive experience in dissecting such complex financial scenarios, ensuring that every potential avenue for compensation is thoroughly explored.
Leadership
The leadership of D C Financial Limited included several key personnel who played significant roles in the company’s operations:
1. David Bernard Clement Smith – Key Principal
2. Carol Lesley Clement Smith
3. Kerry Jane Lewis
4. Benjamin Owen
5. Paul Skilton
While the specific circumstances surrounding the leadership’s actions during the company’s decline remain subject to potential regulatory investigation, our role at Thom Tax is to focus on supporting affected customers. We approach each case with objectivity, professionalism, and a commitment to uncovering the most effective path to potential financial recovery.
Current Reglatory Concerns
The current status of D C Financial Limited presents multiple critical regulatory concerns that directly impact customers and investors:
• Insolvency Process: The company is officially under the control of appointed insolvency office holders
• Operational Limitations: The firm has likely ceased taking on new business
• Potential Financial Irregularities: The insolvency suggests possible breaches of regulatory compliance
• Investment Risk: High potential for complete or partial loss of invested capital
These circumstances demand a strategic, informed approach to claims recovery. Our team at Thom Tax works meticulously to analyse the regulatory landscape, interpret complex financial documentation, and develop targeted strategies for potential compensation claims.
We collaborate closely with regulatory bodies, including the Financial Conduct Authority and the Financial Services Compensation Scheme, to ensure comprehensive and accurate claims processing.
Claims Support
Thom Tax offers a comprehensive, supportive claims recovery service designed to transform your uncertainty into actionable steps:
1. Initial Consultation
• Free, confidential assessment of your specific case
• Detailed review of your financial interactions with D C Financial Limited
• Clear explanation of potential compensation pathways
2. Documentation Preparation
• Expert guidance in gathering and organizing critical financial records
• Assistance in completing complex claims documentation
• Ensuring all submitted materials meet regulatory standards
3. Claims Submission and Tracking
• Professional submission of compensation claims
• Continuous monitoring of claim progress
• Regular, transparent updates on your case status
4. Legal and Regulatory Navigation
• Expert interpretation of complex financial regulations
• Strategic advice tailored to your unique circumstances
• Representation throughout the claims process
Our mission is to alleviate your financial stress, provide clear guidance, and maximize your potential for compensation. We understand that behind every claim is a personal financial journey, and we’re dedicated to supporting you with empathy, expertise, and unwavering commitment.
