Navigating Financial Recovery: Your Comprehensive Guide to Barton Financial Planning Claims
If you’ve recently discovered that Barton Financial Planning Limited appears on the Financial Services Compensation Scheme (FSCS) failed firms list, you’re likely experiencing significant uncertainty and concern about your financial investments. At Thom Tax, we understand the emotional and financial stress this situation can create, and we’re committed to providing clear, supportive guidance through your claims recovery journey.
Our specialist team has extensive experience in helping clients navigate complex financial recovery processes, ensuring you receive professional, empathetic support every step of the way. We recognise that behind every claim is a personal story of financial planning and potential disruption, and we’re dedicated to helping you understand your options and pursue the compensation you deserve.
Barton Financial Planning Limited Background
Barton Financial Planning Limited: A Regulatory Landscape Overview
Established on 02/04/2014, Barton Financial Planning Limited operated as a regulated financial services firm registered with the Financial Conduct Authority (FCA) under reference number 191787. Their registered status as a ‘Certified / assessed by firm’ suggests a complex regulatory history that warrants careful examination.
Key Organizational Details:
• Company Registration Number: 3778299
• FCA Reference Number: 191787
• Initial Establishment Date: 02/04/2014
• Business Classification: Financial Advisory Services
The company’s regulatory journey reveals significant organisational shifts, particularly notable in the substantial turnover of regulatory-approved personnel. Of the 14 individuals originally associated with the firm, 10 no longer maintain active regulatory approval – a statistic that underscores potential underlying operational complexities.
This changing landscape indicates a period of potential regulatory scrutiny and institutional restructuring, which may have implications for clients who received financial advice or investment recommendations during this time.
Leadership
Leadership Dynamics and Regulatory Transitions
Barton Financial Planning Limited’s leadership profile reflects a complex organisational structure with multiple personnel changes:
Current Active Executives:
1. Gerard Eryk Twardzik – Primary Contact
2. Mark Ireland
3. Andre Christopher Cove
4. James Christopher Quinn
Former Executives (Regulatory Approval No Longer Required):
• Kevin Mullarkey
• Brian Berg
• Denis Michael Seeman
• Jeffrey Lionel Hartstone
• Philip Daniel Foster
• Alan Charvonia
• Arti Kachhia
• Darryl Justin Melzack
• Jean Walden
• David John Tyler
The significant personnel transitions suggest potential internal challenges and regulatory adaptations. For clients, this underscores the importance of comprehensive due diligence and seeking professional guidance in understanding the potential impact on their financial investments.
Current Reglatory Concerns
Understanding Potential Regulatory Implications
While no explicit investigation has been confirmed, several indicators suggest potential compliance and regulatory considerations:
Key Risk Indicators:
• Substantial Personnel Turnover: 10 out of 14 listed individuals no longer maintain regulatory approval
• ‘Certified / assessed by firm’ status implies ongoing regulatory evaluation
• Potential gaps in consistent financial advisory practices
Implications for Stakeholders:
1. Investment Security Risks
• Recommended thorough verification of current advisory team qualifications
• Need for comprehensive documentation review
• Potential inconsistencies in historical financial advice
2. Compliance Uncertainty
• Frequent changes in approved personnel may signal internal restructuring
• Increased potential for regulatory compliance challenges
• Recommended proactive engagement with current firm representatives
Our role at Thom Tax is to help you navigate these complex regulatory landscapes, providing clear, transparent guidance about your potential compensation claims.
Claims Support
Your Path to Financial Recovery: Comprehensive Claims Support
At Thom Tax, we’ve designed a structured, compassionate approach to supporting your financial recovery:
Claims Recovery Process:
1. Initial Consultation
• Free, confidential assessment of your specific situation
• Detailed review of your interactions with Barton Financial Planning
• Identification of potential compensation avenues
2. Documentation Compilation
• Assistance gathering necessary financial records
• Professional guidance on required evidence
• Ensuring comprehensive claim preparation
3. FSCS Claim Submission
• Expert navigation of compensation scheme requirements
• Direct communication with relevant regulatory bodies
• Maximising your potential recovery opportunities
4. Ongoing Support
• Regular updates throughout the claims process
• Transparent communication about potential outcomes
• Emotional and professional support during your recovery journey
We recognize that every financial claim represents more than just a monetary transaction – it’s about restoring your financial confidence and security. Our team combines technical expertise with genuine empathy, ensuring you’re supported at every stage of your claims process.
Take the first step towards financial clarity. Contact Thom Tax today for a free, no-obligation consultation, and let us help you navigate your path to recovery.
