Navigating Financial Recovery: Understanding Your Options with Advanced Wealth Management Ltd
At Thom Tax, we understand the significant emotional and financial stress experienced when a financial firm encounters regulatory challenges. Our dedicated team specialises in helping individuals who have been impacted by firms listed on the Financial Services Compensation Scheme (FSCS) register, offering compassionate and professional guidance through complex compensation processes.
If you have investements or financial products with Advanced Wealth Management Ltd, you are not alone. Our expert claims recovery specialists are here to provide clear, supportive assistance in understanding your potential compensation pathways.
Advanced Wealth Management Ltd Background
Advanced Wealth Management Ltd: A Comprehensive Overview
Advanced Wealth Management Ltd was a regulated financial services firm registered with the Financial Conduct Authority (FCA) under Firm Reference Number 496191. Established and registered with Companies House under number 06773731, the company operated within the UK financial services sector with an initial ‘Approved by Regulator’ status on 10/11/2017.
The firm positioned itself as a professional wealth management organisation, offering financial advisory services to UK investors and clients. However, subsequent regulatory scrutiny and leadership transitions have raised significant questions about its operational stability and compliance protocols.
Key registration details include:
– Regulatory Status: Previously ‘Approved by Regulator’
– Business Type: Regulated Financial Services
– Companies House Registration: 06773731
– FCA Firm Reference Number: 496191
Understanding the complex history of such financial organisations is crucial for investors seeking to protect their financial interests and explore potential compensation avenues.
Leadership
Leadership Dynamics and Regulatory Transitions
Advanced Wealth Management Ltd experienced significant leadership volatility, which became a critical factor in its regulatory journey. Key leadership figures included:
1. Michael Benedict Williams – Primary founding/leadership figure
2. Gregg Alex Crawford – Senior Management Role
3. Bryan Johnston – Senior Management Position
4. Darren Goodall – Management Team Member
Notably, several individuals previously associated with the firm have had their ‘Regulatory approval no longer required’, including:
– Andrew Collinson
– Edmund John Copsey
– Garry George Carter
– David James Rist
– Richard Anthony Brady
These leadership transitions suggest potential internal challenges and increased regulatory scrutiny. Such changes often indicate underlying operational or compliance complexities that could impact investor confidence and financial product performance.
Current Reglatory Concerns
Regulatory Risk Assessment and Investor Considerations
Advanced Wealth Management Ltd’s regulatory profile presents several significant concerns for potential and existing investors:
1. Leadership Instability
– Frequent changes in leadership with varying regulatory approval statuses
– Multiple key personnel losing regulatory authorisation
– Potential indicators of internal governance challenges
2. Compliance and Operational Risks
– Enhanced regulatory monitoring due to leadership transitions
– Potential gaps in compliance management
– Increased uncertainty regarding financial product integrity
3. Recommended Investor Due Diligence
– Verify current regulatory standing
– Request comprehensive compliance history
– Conduct thorough background checks on current leadership
– Assess recent financial performance
– Review publicly available disciplinary records
Our team at Thom Tax specialises in helping investors navigate these complex regulatory landscapes, providing expert guidance and support throughout the claims recovery process.
Claims Support
Your Path to Financial Recovery: Comprehensive Claims Support
At Thom Tax, we offer a structured, empathetic approach to helping you understand and potentially recover funds associated with Advanced Wealth Management Ltd:
1. Initial Consultation
– Free, confidential assessment of your specific situation
– Detailed review of your financial products and investments
– Preliminary evaluation of potential compensation routes
2. Documentation and Evidence Gathering
– Assist in compiling necessary financial documentation
– Help trace investment records
– Prepare comprehensive claims packages
3. FSCS Claims Navigation
– Expert guidance through Financial Services Compensation Scheme processes
– Representation and advocacy on your behalf
– Clear, transparent communication throughout the claims journey
4. Ongoing Support
– Regular updates on claims status
– Professional interpretation of regulatory communications
– Personalised support tailored to your unique circumstances
We recognise that every investor’s situation is unique. Our team combines regulatory expertise with genuine compassion, ensuring you feel supported and informed throughout your financial recovery process.
Contact Thom Tax today for a confidential consultation and take the first step towards understanding and potentially recovering your investments.
